Case information
Conduct a refined search of the Supreme Court of Canada database to obtain details on the status of a matter before the Court.
29472
Executive Director of the British Columbia Securities Commission v. Robert Arthur Hartvikson, et al.
(British Columbia) (Civil) (By Leave)
Docket
Judgments on applications for leave to appeal are rendered by the Court, but are not necessarily unanimous.
| Date | Proceeding | Filed By (if applicable) |
|---|---|---|
| 2004-11-01 | Appeal closed | |
| 2004-11-01 | Payment out cheque issued, ($515.87) | |
| 2004-10-22 | Approved order for payment out, signed by the Registrar on Oct. 25/04 and sent to Finance on Oct. 26/04 | |
| 2004-06-09 | Record returned to the Registrar of the Court of Appeal | |
| 2004-04-23 | Judgment on appeal and notice of deposit of judgment sent to all parties | |
| 2004-04-22 |
Judgment on the appeal rendered, CJ Ia Ma Ba Bi Arb LeB De F, The appeal from the judgment of the Court of Appeal for British Columbia (Vancouver), Number CA027791, CA028660, CA028661, CA028662, dated September 19, 2002, heard on November 7, 2003 is allowed with costs and the British Columbia Securities Commission's order is reinstated. Allowed, with costs |
|
| 2003-11-21 | Transcript received, 67 pages | |
| 2003-11-07 | Appellant's condensed book, (rec'd in Court) | Executive Director of the British Columbia Securities Commission |
| 2003-11-07 | Acknowledgement and consent for video taping of proceedings, (consent of all parties) | |
| 2003-11-07 | Judgment reserved OR rendered with reasons to follow | |
| 2003-11-07 |
Hearing of the appeal, 2003-11-07, CJ Ia Ma Ba Bi Arb LeB De F Judgment reserved |
|
| 2003-11-04 | Supplemental document, Supplemental Book of Authorities | Robert Arthur Hartvikson |
| 2003-10-28 | Notice of appearance, from Lang Michener | Robert Arthur Hartvikson |
| 2003-10-14 |
Order by, Arb, UPON APPLICATION by the Ontario Securities Commission for leave to intervene in the above appeal and pursuant to the order of September 16, 2003; IT IS HEREBY FURTHER ORDERED THAT the said intervener is granted permission to present oral argument not exceeding fifteen (15) minutes at the hearing of the appeal. Granted, no order as to costs |
|
| 2003-10-10 | Book of authorities, of the Intervener, Completed on: 2003-10-10 | Ontario Securities Commission |
| 2003-10-09 | Intervener's factum, Completed on: 2003-10-09 | Ontario Securities Commission |
| 2003-09-16 | Order on motion for leave to intervene, (BY ARBOUR J.) | |
| 2003-09-16 |
Decision on the motion for leave to intervene, Arb, The motion for leave to intervene of the applicant, the Ontario Securities Commission, is granted and the applicant shall be entitled to serve and file a factum not to exceed 20 pages in length on or before October 10, 2003. The request to present oral argument is deferred to a date following receipt and consideration of the written arguments of the parties and the intervener. The intervener shall not be entitled to adduce further evidence or otherwise to supplement the record of the parties. Pursuant to Rule 59 (1)(a) the intervener shall pay to the appellant and respondents any additional disbursements occasioned to the appellant and respondents by the intervention. Granted |
|
| 2003-09-16 | Submission of motion for leave to intervene, Arb | |
| 2003-09-12 | Response to the motion for leave to intervene, (Letter Form), from Gowlings dated Sept. 12, 2003 (via e-mail), Completed on: 2003-09-12 | Executive Director of the British Columbia Securities Commission |
| 2003-09-04 | Respondent's record, Completed on: 2003-09-04 | Robert Arthur Hartvikson |
| 2003-09-04 | Respondent's book of authorities, Completed on: 2003-09-04 | Robert Arthur Hartvikson |
| 2003-09-04 | Respondent's factum, Completed on: 2003-09-04 | Robert Arthur Hartvikson |
| 2003-09-04 | Appeal perfected for hearing | |
| 2003-09-03 | Response to the motion for leave to intervene, (Letter Form), from J. Beedell dated Sept. 3, 2003, Completed on: 2003-09-03 | Robert Arthur Hartvikson |
| 2003-08-29 | Notice of hearing sent to parties | |
| 2003-08-28 | Motion for leave to intervene, book form, Completed on: 2003-08-28 | Ontario Securities Commission |
| 2003-08-28 |
Appeal hearing scheduled, 2003-11-07 Judgment reserved |
|
| 2003-07-11 | Appellant's book of authorities, vol. 1 to 3, Completed on: 2003-07-15 | Executive Director of the British Columbia Securities Commission |
| 2003-07-10 | Appellant's record, Completed on: 2003-07-10 | Executive Director of the British Columbia Securities Commission |
| 2003-07-10 | Appellant's factum, Completed on: 2003-07-10 | Executive Director of the British Columbia Securities Commission |
| 2003-07-10 | Notice of change of counsel, from Skwarok to Lang | Robert Arthur Hartvikson |
| 2003-07-02 | Appeal court record, (1 box - joint with 29292 and 29419) | |
| 2003-04-25 | Notice of deposit for security | Executive Director of the British Columbia Securities Commission |
| 2003-04-17 | Notice of appeal, Completed on: 2003-04-17 | Executive Director of the British Columbia Securities Commission |
| 2003-04-14 | Letter advising the parties of tentative hearing date and filing deadlines (Leave granted) | |
| 2003-04-11 | Judgment on leave sent to the parties | |
| 2003-04-10 |
Judgment of the Court on the application for leave to appeal, The application for leave to appeal from the judgments of the Court of Appeal of British Columbia (Vancouver), Numbers CA027791, CA028660, CA028661 and CA028662, dated September 19, 2002, is granted with costs to the Applicant in any event of the cause. Granted, with costs to the applicant(s) in any event of the cause |
|
| 2003-02-24 | All materials on application for leave submitted to the Judges, Ia Bi LeB | |
| 2003-01-30 | Correspondence received from, J. Angus dated Jan. 28, 2003 re: leave application be expedited | Executive Director of the British Columbia Securities Commission |
| 2003-01-30 | Letter acknowledging receipt of an incomplete application for leave to appeal | |
| 2002-12-30 | Applicant's reply to respondent's argument, Completed on: 2002-12-30 | Executive Director of the British Columbia Securities Commission |
| 2002-12-18 | Respondent's response on the application for leave to appeal, Completed on: 2002-12-18 | Robert Arthur Hartvikson |
| 2002-11-28 | Notice of change of solicitor, (from/de Shapray to Skwarok) | Blayne Barry Johnson |
| 2002-11-18 | Application for leave to appeal, (original version of judgments received on Nov. 27, 2002)(formal order received on Feb. 20, 2003), Completed on: 2003-02-24 | Executive Director of the British Columbia Securities Commission |
Parties
Please note that in the case of closed files, the “Status” column reflects the status of the parties at the time of the proceedings. For more information about the proceedings and about the dates when the file was open, please consult the docket of the case in question.
Main parties
| Name | Role | Status |
|---|---|---|
| Executive Director of the British Columbia Securities Commission | Appellant | Active |
v.
| Name | Role | Status |
|---|---|---|
| Hartvikson, Robert Arthur | Respondent | Active |
| Johnson, Blayne Barry | Respondent | Active |
Other parties
| Name | Role | Status |
|---|---|---|
| Ontario Securities Commission | Intervener | Active |
Counsel
Party: Executive Director of the British Columbia Securities Commission
Counsel
Patricia A. Taylor
Joseph A. Bernardo
P.O. Box 10142, Pacific Centre
5th Floor, 701 West Georgia Street
Vancouver, British Columbia
V7Y 1L2
Telephone: (604) 899-6625
FAX: (604) 899-6633
Email: sangus@bcsc.bc.ca
Agent
2600 - 160 Elgin St
P.O. Box 466, Stn "D"
Ottawa, Ontario
K1P 1C3
Telephone: (613) 233-1781
FAX: (613) 788-3433
Email: henry.brown@gowlings.com
Party: Hartvikson, Robert Arthur
Counsel
Stephen M Zolnay
P. O. Box 11117
1500 - 1055 West Georgia Street
Vancouver, British Columbia
V6E 4N7
Telephone: (604) 691-7435
FAX: (604) 691-7358
Email: mskwarok@lmls.com
Agent
300 - 50 O'Connor St
Ottawa, Ontario
K1P 6L2
Telephone: (613) 232-7171
FAX: (613) 231-3191
Email: emeehan@langmichener.ca
Party: Johnson, Blayne Barry
Counsel
P. O. Box 11117
1500 - 1055 West Georgia Street
Vancouver, British Columbia
V6E 4N7
Telephone: (604) 691-7435
FAX: (604) 691-7358
Email: mskwarok@lmls.com
Agent
300 - 50 O'Connor St
Ottawa, Ontario
K1P 6L2
Telephone: (613) 232-7171
FAX: (613) 231-3191
Email: emeehan@langmichener.ca
Party: Ontario Securities Commission
Counsel
20 Queen Street West
Suite 1900, Box 55
Toronto, Ontario
M5H 3S8
Telephone: (416) 593-8211
FAX: (416) 593-8321
Email: jnaster@osc.gov.on.ca
Agent
2600 - 160 Elgin St
P.O. Box 466, Stn "D"
Ottawa, Ontario
K1P 1C3
Telephone: (613) 233-1781
FAX: (613) 788-3433
Email: henry.brown@gowlings.com
Summary
Keywords
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Summary
Case summaries are prepared by the Office of the Registrar of the Supreme Court of Canada (Law Branch). Please note that summaries are not provided to the Judges of the Court. They are placed on the Court file and website for information purposes only.
None.
Lower court rulings
British Columbia Securities Commission
COR#01/064
Respondents found to have made a legally binding deal to acquire the Voisey's Bay claims in Labrador; Respondent Hatvikson found to have been a defacto director of Cartaway Corp.
Court of Appeal for British Columbia (Vancouver)
CA027791, CA028660, CA028661, CA028662
Appeal dismissed; penalty reduced to $10, 000.00 for each Respondent
Memorandums of argument on application for leave to appeal
The memorandums of argument on an application for leave to appeal will be posted here 30 days after leave to appeal has been granted unless they contain personal information, information that is subject to a publication ban, or any other information that is not part of the public record. You may also obtain copies of the memorandum by filing out the Request for Court records form or by contacting the Court’s Records Centre either by email at records-dossiers@scc-csc.ca or by telephone at 613‑996‑7933 or at 1‑888‑551‑1185.
If you have questions about a memorandum of argument or want to use a memorandum of argument, please contact the author of the memorandum of argument directly. Their name appears at the end of the memorandum of argument. The contact information for counsel is found in the “Counsel” tab of this page.
Downloadable PDFs
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Related links
Factums on appeal
The factums of the appellant, the respondent and the intervener will be posted here at least 2 weeks before the hearing unless they contain personal information, information that is subject to a publication ban, or any other information that is not part of the public record. You may also obtain copies of factums by filling out the Request for Court records form or by contacting the Court’s Records Centre either by email at records-dossiers@scc-csc.ca or by telephone at 613‑996‑7933 or at 1‑888‑551‑1185.
If you have questions about a factum or want permission to use a factum, please contact the author of the factum directly. Their contact information appears on the first page of each factum.
Downloadable PDFs
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